This list is in alphabetical order by company name. To find a company by code, use the menu bar at the top of your browser window. Click Edit > Find. Type the code you are looking for, and click Find Next.
| Code |
Name |
 |
| 3174 | 1120892 Ontario Inc. |
| 3209 | 1331358 Ontario Inc. T/A Burgess Financial |
| 3182 | 1334067 Ontario Limited, O/A Financial Versatile Group |
| 3300 | 1340760 Ontario Limited o/a Tru Financial Group |
| 3144 | 1492585 Ontario Limited O/A G. Deborah Veska Ins. |
| 3470 | 360 Degree Financial Services, Inc. |
| 3474 | 3i Financial Group Inc. |
| 7844 | 3i Financial Investment Services Inc. |
| 3240 | 509802 B.C. Ltd |
| 3085 | 619688 Alberta Ltd. |
| 3116 | 880790 Ontario Ltd. |
| 3035 | A. Schieir Finanical Services Inc. |
| 3190 | A.J. Insurance Services Inc. |
| 3289 | A.O. Winter Financial Services Inc. |
| 3018 | A.Q. Financial Group |
| 3459 | Abex Brokerage Services Inc. |
| 7602 | Academy Investment Services Inc. |
| 7561 | Acadia Financial Services Inc. |
| 9703 | Acadian Securities Inc. |
| 7580 | Ackber Financial Corporation |
| 9727 | Acker Finley Inc. |
| 9953 | Addington Financial Corp. |
| 3309 | Advantage Group of Finance Incorporated |
| 9918 | AEGON Dealer Services Canada Inc. |
| 9748 | Affinity Investments |
| 9461 | AFP Wealth Management Inc. |
| 3287 | Agence Gilles Gadoua Inc. |
| 9009 | AGF Funds Inc. |
| 9008 | AIM Funds Management Inc. |
| 9903 | AIM Funds Management Inc. |
| 9628 | AIM Mutual Fund Dealer Inc. |
| 3373 | Aimity Financial Group Inc. |
| 3161 | Albanese Finanical Group Inc. |
| 9746 | Aldersley Securities Inc. |
| 9873 | Alexis Capital Advisors Inc. |
| 3049 | Alexis Insurance Advisors |
| 3303 | Alexus Financial Group Inc. |
| 7860 | All Group Financial Services |
| 3184 | Allen Wong & Associates Insurance Agency |
| 3230 | Alliance Insurance Brokers Ltd. |
| 3256 | All-Sask Insurance and Annuity Services |
| 9662 | Alpha Capital Inc. |
| 7786 | Altamira Financial Services Ltd. |
| 7767 | Altimum Mutuals Inc. |
| 7623 | Anchor Investment Management |
| 9223 | Anchor Securities Limited |
| 3153 | Andy Lambe & Associates Inc. |
| 3432 | Apex Performance Financial Brokerage Inc. |
| 3434 | APlus Insuranc/Financial Group Inc. |
| 7626 | Arcadian Investments Corp. |
| 7738 | Argosy Securities Inc. |
| 9209 | Armstrong & Quaile Associates Inc. |
| 3156 | Armstrong & Quaile Insurance Agency Inc. |
| 7601 | Artech Asset Advisory Services Inc. |
| 7663 | ASL Direct |
| 3263 | Aspen Insurance Services Inc. |
| 3425 | Aspro Assurances et Associes Inc. |
| 9973 | Assante Capital Management Limited |
| 9721 | Assante Capital Management Ltd. |
| 3409 | Assante Estate & Insurance Services Inc. |
| 3410 | Assante Estate & Insurance Services Inc. |
| 3815 | Assante Estate & Insurance Services Inc. |
| 3237 | Assante Estate & Insurance Services Inc. |
| 3342 | Assante Estate & Insurance Services Inc. |
| 3012 | Assante Estate & Insurance Services Inc. |
| 3103 | Assante Estate & Insurance Services Inc. |
| 7646 | Assante Financial Management Ltd. |
| 7606 | Assante Financial Management Ltd. |
| 9815 | Assante Financial Management Ltd. |
| 9334 | Assante Financial Management Ltd. |
| 7785 | Assurance Michel Rouillard Inc. |
| 3421 | Assurance Paquet Lagueux Poulin Vachon Inc. |
| 3217 | Assurances De Courval Inc. |
| 3324 | Assurances Lyne Tournay Inc. |
| 3335 | Assurance-vie Carrier Ltee |
| 7758 | ATB Investment Management Inc. |
| 7558 | ATB Investment Services Inc. |
| 7771 | ATB Securities Inc. |
| 3441 | Atlantic Marketing Centre Ltd. |
| 9905 | Audentium Financial Corp. |
| 3338 | Audis Canada Ltd. |
| 7591 | Avantages Services Financiers Inc. |
| 9806 | Avantages Services Financiers Inc. |
| 3227 | Avere Financial Inc. |
| 3277 | Avitar Financial Centres Inc. |
| 3484 | AXA Assurances Inc. |
| 3169 | B.G.B. Assurances Inc. |
| 3138 | Balanced Financial Services Ltd. |
| 3319 | Balcom Financial Corporation |
| 9876 | Banks Financial Group Inc. |
| 7696 | Banwell Financial Inc. |
| 3374 | Banyan Asset Management Inc. |
| 3264 | Barakett & Associates Inc. |
| 7837 | Barita Investments Limited |
| 3456 | Barrington Wealth Partners Inc. |
| 3386 | Baywood Insurance Agency Limited |
| 9323 | Beacon II Inc. |
| 9292 | Beacon Securities Limited |
| 7822 | Beacon Wealth Management |
| 7722 | Beaudoin, Rigolt & Associ?s Inc. |
| 3048 | Benoit Bouchard Assurances Inc. |
| 3311 | Berkshire Investment Group Inc. |
| 9913 | Bermuda International Securities |
| 9754 | Bermuda Investment Advisory Services Ltd. |
| 7793 | Bermuda Offshore Investment Services Ltd. |
| 7814 | BIAS (Cayman) Ltd. |
| 9321 | Bick Financial Security Corporation |
| 3007 | Bilyea & Associates Insurance Brokers Ltd. |
| 9810 | Bissett & Associates Investment |
| 3105 | Black Stock Financial Corporation |
| 3281 | Blain, Pinsonneault Services Financiers |
| 3382 | BLDR Client Investment Services Inc. |
| 3119 | Blonde & Little Financial Services Ltd. |
| 3361 | Blue Heron Insurance Agency Ltd. |
| 6003 | BMO GRS |
| 7853 | BMO Investments Inc. |
| 9025 | BMO Investments Inc. |
| 7627 | BMO Life Assurance Company |
| 3125 | BMO Life Assurance Company |
| 3046 | BMO Nesbitt Burns Financial Services Inc. |
| 3994 | BMO Nesbitt Burns Financial Services Inc. |
| 3995 | BMO Nesbitt Burns Financial Services Inc. |
| 3996 | BMO Nesbitt Burns Financial Services Inc. |
| 3997 | BMO Nesbitt Burns Financial Services Inc. |
| 3998 | BMO Nesbitt Burns Financial Services Inc. |
| 3999 | BMO Nesbitt Burns Financial Services Inc. |
| 9185 | BMO Nesbitt Burns Inc. |
| 7555 | BMO Trust Company |
| 7808 | BonaVista Asset Management Ltd. |
| 7770 | Botica Capital Management Inc./Gestion du Capital Botica |
| 3369 | Botica Financial Group Inc. |
| 3023 | Boulos Financial Group Inc. |
| 3419 | Brake Insurance Ltd. |
| 3255 | Brandes & Company Inc. |
| 3318 | Braun Insurance & Financial Services Ltd |
| 9637 | Brockhouse & Cooper Inc. |
| 3399 | Brokerage House Financial Group Inc. |
| 7694 | Brownstone Securities Inc. |
| 3401 | Burgeonvest Insurance Corporation |
| 3118 | Burgeonvest Insurance Corporation |
| 3053 | Burns Financial Group Inc. |
| 9846 | C.I. Mutual Funds Inc. |
| 3030 | C.M. Oliver Insurance Agency Ltd. |
| 3333 | C.P.A Insurance Agency Ltd. |
| 3436 | Cabinet D'assurance Banque Nationale |
| 9952 | CABN Placements Inc. |
| 9041 | Caldwell Securities Ltd. |
| 3328 | Caledonia Financial Ltd. |
| 3471 | Canaccord Financial Services Ltd. |
| 9335 | Canaccord Genuity Corp. |
| 7617 | Canada Life Assurance Company |
| 3412 | Canada Loyal Financial Limited |
| 3077 | Canada Loyal Insurance Agency Limited |
| 3122 | Canada Retirement Information Centre Inc. |
| 9828 | Canadian Financial Planning Services Inc. |
| 3500 | Canadian First Financial Centres |
| 7856 | Canadian First Financial Centres Limited |
| 9694 | Canadian Global Investment Corp. |
| 3100 | Canadian Retirement Services Ltd. |
| 7829 | Canadian Shareowner Investments Inc. |
| 9647 | Canadian Western Capital/FPC |
| 9881 | Canadian Western Captial/TWC |
| 7629 | Canadian Western Financial Ltd. |
| 9808 | Canavista International Ltd. |
| 9929 | Candor Financial Group Inc. |
| 3054 | Canfin Capital Group Inc. |
| 9959 | Canfin Magellan Investments |
| 3131 | Cantrust Financial Services Inc. |
| 9341 | Capital Consultants Ltd. |
| 3218 | Capital Insurance Services Ltd. |
| 3083 | Capital Management Financial Advisors Inc. |
| 9062 | Capstone Consultants Ltd. |
| 3424 | Carrefour des Services Financiers Inc. |
| 3821 | Carte Financial Services Inc. |
| 7821 | Carte Wealth Management Inc. |
| 9340 | Casgrain & Co. |
| 7560 | Cayman National Securities Ltd. |
| 3063 | CCI Investments Inc. |
| 9939 | Centerfire Capital Management Inc. |
| 3079 | Centre de Courtage Assep Inc. |
| 3417 | Centre De Services Excel (Quebec) Inc. |
| 3332 | Centre de Services Financiers Union 2005 |
| 3375 | Centre Financier BFC Inc. |
| 7746 | Centre Financier BFC Inc. |
| 3050 | Centre Metropolitain D'Assurances |
| 3438 | CF Canada Financial Group |
| 9922 | Chancellor Securities Ltd. |
| 3353 | Charter Wealth Management Inc. |
| 7795 | Chartwell Asset Management Inc. |
| 3486 | Chou Financial Group Inc. |
| 7845 | Chou Wealth Management Inc. |
| 9884 | CI Fund Services Inc. |
| 9928 | CI Private Counsel LP |
| 7870 | CIBC Global Asset Management Inc. |
| 7843 | CIBC Private Investment Counsel Inc. |
| 9319 | CIBC Securities Inc. |
| 9826 | CIBC Trust |
| 9111 | CIBC Trust Corp |
| 9280 | CIBC World Markets Inc. |
| 9479 | CIBC World Markets Inc. |
| 3016 | Cinaber Insurance Group |
| 9896 | CitiBank Canada Investment Funds |
| 7577 | CMI Insurance Company Limited |
| 7595 | Commission Direct Inc. |
| 3322 | Compact Financial Group Limited |
| 3090 | Competitive Insurance Strategies Inc. |
| 3229 | Confident Insurance Agency Limited |
| 9348 | Connor Financial Corporation |
| 3223 | Copeland Insurance Consultants Ltd. |
| 3008 | Copoloff Insurance Agencies Inc. |
| 9724 | Cormark Securities Inc. |
| 9247 | Cormark Securities Inc. |
| 7610 | Corporation Financiere LaSalle Inc. |
| 7712 | Cote 100 Inc. |
| 9211 | Counsel Financial Services |
| 3314 | Courneya Benefit Consultants Inc. |
| 9752 | Courtage Direct Banque Nationale Inc. |
| 7579 | Coutts (Bahamas) Limited |
| 3197 | Cowper Financial Corporation |
| 9138 | CPA Securities Inc. |
| 7778 | Craig & Taylor Financial Services Inc. |
| 3402 | Craig & Taylor Financial Services Inc. |
| 7553 | Credential Asset Management |
| 9962 | Credential Asset Management Inc. |
| 3347 | Credential Insurance Services Inc. |
| 9803 | Credential Securities Inc. |
| 9813 | Credit Suisse Securities (Canada), Inc. |
| 7776 | Crystal Wealth Management System Ltd. |
| 9668 | CT Investment Management Group |
| 9388 | CT Securities Inc. |
| 9281 | CT Securities Inc. |
| 7632 | CT Securities Meloche Monnex Inv. Solutions |
| 3157 | Cumis Life Insurance Company |
| 3164 | Customplan Financial Advisors Inc. |
| 7723 | CWM Funds Inc. |
| 9474 | CWM Investment Management Inc. |
| 9622 | D & B Internat Securities Inc. |
| 9614 | D & B Internat Securities Inc. |
| 3091 | D. Johnston & Associates, Life & Financial Services Ltd. |
| 3141 | D. Mizrahi & Associes Ltee |
| 3110 | D. Russell Wealth Management Inc. |
| 3102 | D.A. Townley Insurance Services Ltd. |
| 3015 | D.F. Caponi Insurance Agency Ltd. |
| 9880 | D.W. Good Investment Company Limited |
| 9982 | Daelan Financial Inc. |
| 7654 | Darier, Hentsch (Canada) Inc. |
| 3168 | Davlor Insurance Services Inc. |
| 3415 | Daystar Financial Group Inc. |
| 7802 | Desjardins Cabinet de Services financiers inc. |
| 9184 | DeThomas Financial Corp. |
| 9159 | Dlouhy Investments Inc. |
| 3163 | DMR Finanical Services Group Inc. |
| 9702 | DNL Money Management Limited |
| 7631 | Doheny Securities Limited |
| 9071 | Dominick & Dominick Securities Inc. |
| 9980 | Donro Financial Ltd. |
| 3207 | Drover Insurance Services Inc. |
| 3391 | DSF Investissements/DFS Investments |
| 9697 | DSF Investissements/DFS Investments |
| 9272 | Dubeau Capital & Cie Ltee. |
| 3299 | Dundee Insurance Agency Ltd. |
| 7565 | Dundee International Limited |
| 9525 | Dundee Private Investors Inc. |
| 9113 | Dundee Private Investors Ltd. |
| 9212 | Dundee Securities Corporation |
| 7756 | Dunedin Securities Inc. |
| 9187 | Dunross Financial Inc. |
| 7563 | E3m Investments Inc. |
| 9777 | East Asia Securities Inc. |
| 9802 | ECC Capital Management Ltd. |
| 9761 | Edelbrock Financial Services Inc |
| 9141 | Educators Financial Group Inc. |
| 9844 | Edward Jones |
| 9054 | Edwards Securities Inc. |
| 3232 | EFI Financial Services Limited |
| 3177 | Elmba Insurance Group Inc. |
| 9251 | Emerald Financial Group |
| 9407 | England Securities Ltd. |
| 3390 | EQTY Insurance Inc. |
| 7622 | Equilife Investment Management Inc. |
| 9978 | Equity Associates Inc. |
| 7566 | Ernst & Young |
| 3435 | ESI Broker Link Ltd. |
| 3194 | ESI Investment Consulting Inc. |
| 7667 | Essenso Financial Inc. |
| 9967 | Essex Capital Management Ltd. |
| 9297 | ETA Securities Inc. |
| 9786 | Evangeline Securities Ltd. |
| 3460 | Evangeline Securities Ltd. |
| 9472 | Everest Financial Planning Inc. |
| 3158 | Everything Financial Consultants Inc. |
| 3272 | Excel Agencies |
| 7665 | Excel Financial Growth Inc. |
| 3443 | Excel Insurance Agency Inc. |
| 3205 | F.S.E. Financial Group Inc. |
| 3340 | Faiella Financial Group and Insurance Agency |
| 3370 | Family Investment Planning Inc. |
| 7720 | Family Investment Planning Inc. |
| 7730 | Family Wealth Advisors |
| 3405 | Family Wealth Advisors Ltd. |
| 3429 | Ferfolia Insurance and Investment Inc. |
| 9854 | Fernhill Financial Corporation |
| 7862 | Fidelity Clearing Canada ULC |
| 7739 | Fidelity Intermediary Securities Company Limited |
| 7727 | Fidelity Intermediary Services Company |
| 7779 | Fidelity Investments Canada Limited |
| 7678 | Fiducie Desjardins Inc. |
| 9695 | Fiducie Desjardins Inc. |
| 3447 | Financial Advisors Brokerage Group Inc. |
| 7684 | Financial Architects Investments Inc. |
| 3367 | Financial Architects Investments Inc. |
| 7614 | Financial Decisions Inc. |
| 3452 | Financial Decisions Inc. |
| 3846 | Financial Horizons (Canada) Inc. |
| 3268 | Financial Horizons Incorporated |
| 3135 | Financial Management (BC) Inc. |
| 3088 | Financial Management (North) Inc. |
| 3372 | Financial Management Brokerage Inc. |
| 7578 | FIN-XO Securities Inc. |
| 9242 | FIN-XO Securities Inc. |
| 9904 | FIN-XO Securities Inc. |
| 9831 | First Affiliated Securities Inc. |
| 9426 | First Atlantic Financial Inc. |
| 9791 | First Bermuda Securities Ltd. |
| 3479 | First Canadian Financial Services Inc. |
| 3220 | First Canadian Financial Services Inc. |
| 9837 | First Capital Financial Inc. |
| 3117 | First Capital Insurance Inc. |
| 9923 | First Financial Securities Inc. |
| 3404 | First Fundy Financial |
| 7838 | First Global Financial Services Limited |
| 7718 | First Leaside Finance Inc. |
| 3307 | First Prairie Financial Inc. |
| 9756 | First Republic Securities |
| 9979 | Five Continents Financial Limited |
| 9883 | Forward Financial |
| 3154 | FPC Insurance Consultants Inc. |
| 3082 | Fred Snyder, DBA F.S. Insurance Systems |
| 3106 | Friesen Financial Services Inc. |
| 9464 | Friesen Financial Services Inc. |
| 9877 | Frontier Global Fund Advisors Inc. |
| 3334 | Fundaccess Inc. |
| 7648 | FundEX Investments Inc. |
| 3427 | FundEX Investments Inc. |
| 9840 | Funds Direct Canada Inc. |
| 7634 | Gateway Capital Growth Inc. |
| 3292 | Gateway Financial Insurance Inc. |
| 9125 | GBC Asset Management Inc. |
| 3420 | Genco Insurance Corporation |
| 7851 | Gentree Asset Management Inc. |
| 9985 | Gestafin International Ltd. |
| 7812 | Gestion de Portefeuille Tahar Mansour Inc. |
| 7823 | GFI Investment Counsel |
| 9432 | GIC Financial Services Inc. |
| 7871 | Girard Investor Services Inc. |
| 3365 | Global Insurance Solutions Inc. |
| 7857 | Global Maxfin Capital Inc. |
| 7820 | Global Maxfin Investments Inc. |
| 7686 | Global Maxfin Investments Inc. |
| 3200 | Global Pacific Financial Services Ltd. |
| 7621 | Global Pensions Group Inc. |
| 9177 | Global Securities Corporation |
| 9841 | Global Strategy Securities Inc. |
| 3210 | GlobeInvest Inc. |
| 7673 | GMP Securities L.P. |
| 3176 | Golden Era Financial Planning Inc. |
| 3259 | Goldline Insurance Services Ltd |
| 9954 | Goldstein Financial Investments Inc. |
| 3212 | Gord Edwards Insurance Agency Inc. |
| 9230 | Gordon Capital Corporation |
| 9384 | Gordon Daly Grenadier Securities Ltd. |
| 3150 | GP Capital Insurance Agency Ltd. |
| 7597 | GP Wealth Management Corporation |
| 3392 | Gray Financial Services Ltd. |
| 3385 | Great Pacific Financial Planners Inc. |
| 3171 | Green Financial Group Inc. |
| 3336 | Greenstone Financial Solutions |
| 7872 | Greg Pompeo Financial Inc. |
| 3485 | Groupe Agenz Inc. |
| 7824 | Groupe CGL |
| 3492 | Groupe Cloutier Inc. |
| 3052 | Groupe Cloutier Inc. |
| 7817 | Groupe Cloutier Investissements Inc. |
| 3465 | Groupe CMA Services d'assurance vie Inc. |
| 3201 | Groupe Financier B.P.R. Inc. |
| 3252 | Groupe Financier Nila Inc. |
| 3151 | Groupe Montpetit Inc. |
| 3148 | Groupe Montpetit Inc. |
| 9400 | Gryphis Financial Consultants Inc. |
| 7840 | Guardian Asset Management Jamaica Limited |
| 9742 | Guardian Capital Advisors |
| 9785 | Gulfstream Financial Ltd. |
| 9812 | Gulfstream Financial Ltd. |
| 9792 | GW Welkin Investment Services Inc. |
| 9968 | GW Welkin Investment Services Inc. |
| 9399 | Halcorp Capital Ltd. |
| 9104 | Halcorp Capital Ltd. |
| 3099 | Harding Financial Services Inc. |
| 3290 | Harvest Capital Planners Inc. |
| 3398 | Hatch Alternative Investments Inc. |
| 9091 | Haywood Securities Inc. |
| 3291 | Henry Hicks & Associates Ltd. |
| 7863 | Heritage Education Funds Inc. |
| 3350 | Heritage Risk Management |
| 9419 | Howson Tattersall Investment Counsel Limited |
| 7848 | Howson Tattersall Private Asset Management Inc. |
| 7849 | Howson Tattersall Private Asset Management Inc. |
| 9941 | HSBC Global Asset Management (Canada) Limited |
| 7695 | HSBC InvestDirect Inc. c/o NBCN |
| 7791 | HSBC Investment Funds (Canada) Inc. |
| 9800 | HSBC Investment Funds (Canada) Inc. |
| 9801 | HSBC Investment Funds (Canada) Inc. |
| 9689 | HSBC Investment Funds (Canada) Inc. |
| 9034 | HSBC Securities (Canada) Inc. c/o NBCN |
| 9935 | Hub Capital Inc. |
| 7735 | Hub Capital Inc. |
| 3349 | Hub Financial |
| 3075 | Hub Financial |
| 3087 | Hub Financial (BC) Inc. |
| 3130 | Hub Financial (Prairies) Inc. |
| 3418 | Hugo Pacific Financial Inc. |
| 3115 | Hutcheson, Reynolds & Caswell Limited |
| 7839 | Icon Syndications Inc. |
| 3449 | IDC Financial Inc. |
| 3260 | IFC Insurance Services Inc. |
| 3488 | IG Insurance Services Inc. |
| 3847 | Independent Accountant's Investment Group |
| 7660 | Independent Accountant's Investment Group Inc. |
| 7867 | Independent Accountant's Investment Group Inc. |
| 3482 | Independent Financial Concepts Group LTD |
| 7576 | Independent Financial Services Bermuda Ltd. |
| 3060 | Independent Financial Services Ltd. |
| 3203 | Independent Planning Group Inc. |
| 7640 | Independent Planning Group Inc. |
| 7806 | Independent Planning Group Inc. |
| 9451 | Independent Planning Group Inc. |
| 9298 | Independent Planning Group Inc. |
| 9836 | Industrial Alliance Securities Inc. |
| 9431 | Info Financial Consulting Group Inc. |
| 3476 | INFO Insurance Agency Inc. |
| 7650 | ING Direct Funds Limited |
| 3068 | Insurewest Inc. |
| 3346 | Insurmax Inc. |
| 7593 | Integra Capital Corporation |
| 7866 | Integra Capital Limited |
| 7781 | Integral Wealth Financial Limited |
| 9030 | Integral Wealth Securities Ltd. |
| 3368 | Intelligent Financial Group Ltd. |
| 9153 | Interglobe Financial Services Corp. |
| 3296 | Intergrated Financial Group Inc. |
| 3266 | Intergrated Planning Services Inc. |
| 3003 | Interlife Financial Insurance Corp. |
| 9910 | International Capital Management Inc. |
| 9049 | Investia Financial Services Inc. |
| 9466 | Investia Financial Services Inc. |
| 7599 | Investia Financial Services Inc. |
| 7587 | Investissements Excel Inc. |
| 3162 | Investissements Excel Inc. |
| 3127 | Investment Dynamics Corporation |
| 9833 | Investment Financial Group Inc./Mutual Funds Place |
| 3245 | Investment Plus Insurance Agencies Inc. |
| 7607 | Investments International (Trinidad) Ltd |
| 9648 | Investments Plus Securities Ltd. |
| 7759 | Investors Group Financial Services Inc. |
| 9737 | Investors Group Securities Inc. |
| 3377 | IPC Estate Services Inc. |
| 3014 | IPC Estate Services Inc. |
| 7752 | IPC Investment Corporation |
| 9769 | IPC Investment Corporation |
| 9687 | IPC Securities Corporation |
| 9473 | IPC Securities Corporation |
| 9811 | IPO Capital Corp. |
| 3160 | Ironshield Financial Planning |
| 9454 | ISG Financial Corp. |
| 3191 | J.A. McEdwards Insurance Brokers Ltd. |
| 3132 | J.M. Charter Financial Group Inc. |
| 3128 | JBW Financial Group |
| 3043 | Jean-Paul Laforce |
| 3273 | Jeff Kruse & Associates Financial & Retirement Services Inc. |
| 3406 | JLM Financial Services Inc. |
| 7586 | JM Investment Services |
| 7835 | JN Fund Managers Limited |
| 3019 | John D. Landry Insurance Agency Ltd. |
| 3215 | Johnston-Mills Insurance |
| 9120 | Jones Gable & Company Ltd. |
| 7690 | JVK Life & Wealth Advisory Group |
| 7725 | Kasam Financial Services Inc. |
| 3226 | Kerreigh Ernst Insurance Agencies Ltd. |
| 3239 | Key Eagle Group Ltd. |
| 9330 | Keybase Financial Group Inc. |
| 9744 | Keybase Financial Group Inc. |
| 3744 | Keybase Insurance Agency Ltd. |
| 3480 | KGW Strategics Corporation |
| 3343 | KingsGate Insurance Group Limited |
| 3440 | Kingsview Financial Assurance Inc. |
| 3145 | Kingsway Insurance Agency Ltd. |
| 3178 | Kirk Polson Annuity and Insurance Agency |
| 3286 | KP Financial Security Brokerage Inc. |
| 3188 | KPLV Insurance Inc. |
| 3179 | Kroeger Financial Services Ltd. |
| 3426 | Kronish Financial Services Ltd. |
| 7716 | La Capitale Services Conseils Inc. |
| 3362 | La Capitale Services Conseils Inc. |
| 7828 | La Generale d'Investissoment Sterling |
| 3080 | Lafond Services Financiers 169356 Canada |
| 7830 | Laurier Capital Planning Inc. |
| 9515 | Lawton Partners Financial Planning Services Limited |
| 3515 | Lawton Partners Insurance & Estate Planning Ltd. |
| 9502 | LBC Financial Services Inc./BLC Service Financiers Inc. |
| 3069 | LBG Finanical Services Inc. |
| 3285 | Le Groupe Alarie, Assayag Ltee |
| 7807 | Le Groupe Option Retraite Inc. |
| 9582 | Leede Financial Markets Inc. |
| 3494 | Legacy Estate Services Inc. |
| 3383 | Legacy Financial & Insurance Services Inc. |
| 7719 | Legacy Investment Management Inc. |
| 3360 | Legacy Investment Management Inc. |
| 7675 | Legg Mason Canada Inc. |
| 9984 | Leith Wheeler Investment Counsel Ltd. |
| 7855 | Les Entreprises Greg Pompeo Inc. |
| 7769 | Les Fonds d' investissement FMOQ Inc. |
| 3848 | Les Services Financiers G. Thibeault Inc. |
| 3241 | Les Services Financiers Mario Bernier Inc. |
| 9126 | Les Services Financiers Planifax Inc. |
| 9623 | Les Services Financiers Toyoko Inc. |
| 3462 | Leverage Pro Inc. |
| 3196 | Levine Insurance Agencies Ltd. |
| 3444 | Life Management Financial Group Ltd. |
| 3013 | Lifeplan Financial Services Group Inc. |
| 3219 | Lifewest Consultants Group Inc. |
| 9958 | Lines Overseas Management Limited |
| 3481 | LL Financial Planners Inc. |
| 9136 | Loewen Ondaatje McCutcheon Ltd. |
| 9487 | Lombard Odier Darier Hentsch Company of Canada, Limited Partnership |
| 6001 | London Life Insurance Company |
| 3900 | L'Union Vie Compagnie Mutuelle D'Assurance |
| 7859 | Lycos Asset Management Inc. |
| 9920 | Lysalta Capital Development Corp. |
| 9192 | M. Hershberg Capital Limited |
| 3159 | M.J. McLaughlin Insurance & Finanical Services Inc. |
| 7559 | M.R.S Securities Services Inc. |
| 9916 | M.R.S. Inc. |
| 3236 | Mabel D'Souza Investments Inc. |
| 9140 | MacDougall MacDougall & MacTier Inc. |
| 9329 | Macintosh Financial Group Ltd. |
| 9010 | Mackie Research Capital Corporation |
| 3490 | Mackie Research Capital Financial Inc. |
| 3446 | Macquarie Insurance Services Ltd. |
| 9285 | Macquarie Private Wealth Inc. |
| 9145 | Maison Placements Canada Inc. |
| 9882 | Majendie Charlton |
| 7766 | Majesta Financial Partners Inc./ Partenaires Financiers Majesta Inc. |
| 7702 | Manis Financial Inc. |
| 3487 | Manuel Smith Life Insurance Agency Ltd. |
| 3254 | Manufacturers Life Insurance Company of Canada |
| 9919 | Manulife Financial |
| 7585 | Manulife Securities Incorporated |
| 3495 | Manulife Securities Insurance Inc. |
| 9635 | Manulife Securities International Ltd. |
| 7584 | Manulife Securities Investment Services Inc. |
| 3461 | Maoki Inc. |
| 7805 | Maoki Inc. |
| 3004 | Marathon Financial Group |
| 3037 | Marketing Concepts Group Inc. |
| 9731 | Marlow Group Private Portfolio Management |
| 9439 | Martin & Becker Financial Management Ltd |
| 3243 | Mary Lou Taylor Insurance Agency Limited |
| 7869 | Matco Financial Inc. |
| 3235 | Matrix Insurance Corporation |
| 3251 | Maxplan Financial Services Inc. |
| 7831 | Mayberry Investments Limited |
| 3288 | McAvoy Campbell Financial Services Ltd. |
| 3246 | McCreary & Associates Insurance & Finance |
| 3022 | McDermid Financial Services Ltd. |
| 7638 | McLean & Partners Wealth Management Ltd. |
| 7784 | McLean Asset Management Ltd. |
| 7751 | McLean Financial Management Inc. |
| 9871 | MD Management Ltd. |
| 7847 | MD Private Investment Management (US) Inc. |
| 3317 | Mega Financial Services |
| 3344 | MemberCARE Financial Services |
| 7609 | Mercando de Valores de Costa Rica |
| 7741 | Merici Services Financiers Inc. |
| 3397 | Merit & Associates |
| 7708 | Meritas Financial Inc. |
| 3478 | Met-Core Financial Services |
| 9039 | MGI Financial Inc. |
| 3455 | MICA Capital Inc. |
| 7755 | MICA Capital Inc. |
| 9832 | Middlefield Capital Corporation |
| 9463 | Miles Santo & Associates Inc. |
| 3039 | Miles Santo & Associates Inc. |
| 3098 | Milleker Financial Inc. |
| 7796 | Mirabaud Canada Inc. |
| 3396 | MJS Investment Management Ltd. |
| 3408 | Monaghan Financial Group Inc. |
| 7861 | Monarc Money Solutions Inc. |
| 3431 | Monarch Wealth Assurance Agencies Inc. |
| 3496 | Monarch Wealth Assurance Agencies Inc. |
| 7620 | Monarch Wealth Corporation |
| 7852 | Monarch Wealth Corporation |
| 7736 | Money Managers Inc. |
| 3356 | Money Planners (Ottawa) Inc. |
| 9713 | Moneystrat Securities Inc. |
| 7575 | Moneywi$e Financial Inc. |
| 9429 | Montreal Trust Securities Inc. |
| 7661 | Montrusco Bolton Investments Inc. |
| 9927 | Morneau D. C. Services Inc. |
| 9112 | Multi Courtage Capital Inc. |
| 3143 | Multi Courtage Inc. |
| 9885 | Mulvihill Wealth Management |
| 3301 | N.I.B. Financial Group Inc. |
| 9275 | National Bank Correspondent Network/Watt Carmichael Inc. |
| 9835 | National Bank Correspondent Network/Wellington West Capital Inc. |
| 7692 | National Bank Discount Brokerage Inc. |
| 9135 | National Bank Financial Inc. |
| 9139 | National Bank Financial Ltd. |
| 3025 | National Financial Insurance Agency Inc. |
| 3345 | National Life Assurance Company of Canada |
| 3047 | NB Service Financiers |
| 9077 | NBCN |
| 9822 | NBCN 9822 |
| 9908 | NBCN 9908 |
| 3468 | NBF Financial Services Ltd. |
| 7562 | NCE Financial Corporation |
| 3026 | Net Wealth Consulting Inc. |
| 9855 | Networth Financial Corp. |
| 7676 | Newton Securities Ltd. |
| 3473 | Nicola Wealth Management Ltd. |
| 3274 | Noble Group of Finance |
| 3027 | Noonan Financial Services Group Inc. |
| 7811 | North Atlantic Asset Management Ltd. |
| 3265 | North York Insurance Agency Ltd. |
| 9085 | Northern Securities Inc. |
| 9945 | Northern Trust Global Advisors |
| 3211 | Oak Bay Financial Group Ltd. |
| 9195 | Odlum Brown Ltd. |
| 9955 | Olympian Financial Inc. |
| 3491 | Olympian Insurance Inc. |
| 3499 | OM Financial Inc. |
| 7605 | Omni Capital Inc. |
| 3187 | Ontario East Insurance Agency Ltd. |
| 9807 | Ontario Financial Services Inc. |
| 9060 | Open Access Limited |
| 7801 | Optimum Placements Inc. |
| 9827 | Options Investissements Inc. |
| 3011 | Ostic Financial Group Limited |
| 3298 | P.P.I. Quebec Inc. |
| 3304 | Pacific Place-Financial Services Inc. |
| 3489 | Palm Financial Group |
| 7846 | Pan Caribbean Financial Services Ltd. |
| 3306 | Panfinancial Investments Management |
| 3186 | Papic & Associates Financial Services Inc. |
| 3451 | Paradigm Financial Advisors Inc. |
| 9056 | Partners In Planning Financial Services |
| 3231 | Partners in Planning Insurance Services Inc. |
| 3437 | PDQ Business & Financial Solutions |
| 9156 | PDQ Financial Services Inc. |
| 3501 | Peak Insurance Services |
| 3221 | Peak Insurance Services Inc. |
| 3359 | Peak Insurance Services Inc. |
| 3327 | PEAK Investment Services Inc. |
| 7636 | Peak Investment Services Inc. |
| 7717 | Peak Investment Services Inc. |
| 9620 | Peak Investment Services Inc. |
| 7682 | Peak Securities Inc. |
| 9932 | Peakvest Planning Associates Limited |
| 3208 | Peck Group & Annuity Brokers Inc. |
| 7653 | Penson Financial Services Canada Inc. |
| 3337 | Performance Financial Services Inc. |
| 3849 | Performins Canada Inc. |
| 3463 | PerformINS Canada Inc. |
| 3275 | Perpetual Insurance Services Ltd. |
| 7794 | Perry Securities Ltd. |
| 9210 | Peters & Co. Limited |
| 9300 | Pewter Financial Ltd. |
| 9606 | PFSL Investments Canada Limited |
| 7809 | Phillips, Hager & North Investment Funds Ltd. |
| 7810 | Phillips, Hager & North Investment Funds Ltd. |
| 9527 | PI Financial Corp. |
| 9359 | PI Financial Corp.. |
| 3493 | PI Financial Services Corp. |
| 9621 | Pictet (Canada) & Co. |
| 7782 | Pinnacle Correspondent Services, a division of Canaccord Genuity Corp. |
| 7799 | Pinnacle Correspondent Services/Credential |
| 3466 | PIS Insurance Services Inc. |
| 3270 | Planification Letellier Planning |
| 9700 | Planmar Financial Corp. |
| 9611 | Planning Circle Financial Group Inc. |
| 3282 | Platinum Pacific Financial Services Ltd. |
| 9489 | Pollitt & Co. Inc |
| 7757 | Poly Securities Inc. |
| 7600 | Polyfunds Investment Inc. |
| 9225 | Pope & Company |
| 9499 | Portfolio Strategies Corporation |
| 3453 | Portfolio Strategies Corporation |
| 7854 | Portfolio Strategies Securities Inc. |
| 3413 | Premier Financial Group Inc. |
| 3238 | PRG Financial Inc. |
| 3316 | Prince & Associates Insurance Agencies Inc. |
| 3142 | Pringle Financial Services Inc. |
| 7625 | Professional Investment Services (Canada) Inc. |
| 9483 | Professional Investments Inc. |
| 3021 | Professional Investments Seg. Dealer |
| 9948 | Progressive Financial Strategy Capital Group |
| 3244 | Progressive Planning Ltd. |
| 7655 | Promutuel Capital Financial Services Firm Inc. |
| 7659 | Promutuel Capital Financial Services Firm Inc. |
| 3381 | Promutuel Capital Financial Services Firm Inc. |
| 3006 | Pro-Serve Insurance & Financial Services |
| 9512 | Pursuit Financial Management Corporation |
| 7698 | PWL Capital Inc. |
| 7753 | Qtrade Asset Management Inc. |
| 3445 | Qtrade Asset Management Inc. |
| 3464 | Qtrade Securities Inc. |
| 7815 | Qtrade Securities Inc. |
| 7842 | Quadrexx Asset Management Inc. |
| 3439 | Quadrus Distribution Services Ltd. |
| 9917 | Quadrus Investment Services Ltd. |
| 3147 | Qualified Financial Services Inc. |
| 7733 | Quantum Financial Services (Canada) Ltd. |
| 7813 | Queen Financial Group Inc. |
| 7630 | Queen O'Connor Investment Management Inc |
| 3477 | Queen Wealth Management Inc. |
| 3224 | Queensbury Insurance Brokers Inc. |
| 9726 | Queensbury Strategies Inc. |
| 3308 | R.G. Packman & Associates Ltd. |
| 9418 | Ramey Investments Inc. |
| 3380 | Rathore & Associates Asset Management Ltd. |
| 9526 | Rattenbury Financial Management Inc. |
| 3326 | Ray Hansen & Associates Ltd. |
| 9485 | Raymond James Ltd. |
| 9190 | RBC Dominion Securities Inc. |
| 6004 | RBC Insurance Services Inc. |
| 3096 | RBM Financial Ltd. |
| 3395 | Redstar Financial Group Inc. |
| 3469 | Reeves Financial Services Inc. |
| 3276 | Regal Insurance Brokers Inc. |
| 3234 | Reimer Financial Services Inc. |
| 3199 | Rene Sawodny et Associes Inc. |
| 3423 | Reseau de courtiers Invalidite-Pro Ltee |
| 7868 | Return on Innovation Capital Ltd. |
| 3222 | Ricchio Financial Consultants Ltd. |
| 9568 | Rimac Financial Inc. |
| 9779 | Rissling Financial Corp. |
| 3175 | Rite-Plan Financial Group Inc. |
| 3320 | Robert J. Smith Life Insurance Agencies |
| 3355 | Rogers Group Financial |
| 9423 | Rogers Group Investment Advisors Ltd. |
| 3280 | Romac Financial Services |
| 3394 | Roone Financial Group Inc. |
| 9252 | Rothenberg Capital Management |
| 7568 | Royal Mutual Funds Inc. |
| 9250 | Royal Trust Corporation |
| 3136 | S & V Planning Corporation |
| 3297 | S.F.S. Insurance Agencies Ltd. |
| 3137 | Sabourin Financial Group Inc. |
| 9698 | Salman Partners |
| 3249 | Sarkissian Financial Group |
| 3315 | Savin Insurance Limited |
| 7745 | Saxon Mutual Funds Limited |
| 7742 | Sceptre Mutual Fund Dealers Inc. |
| 9155 | Scotia Capital Inc. |
| 7816 | Scotia iTRADE Corp. |
| 3073 | Scotia McLeod Financial Services (Quebec) Inc. |
| 3072 | Scotia McLeod Financial Services Inc. |
| 7689 | Scotia Securities Inc. |
| 9237 | Scotia Securities Inc. |
| 3010 | SDG Financial Services Corporation |
| 3185 | Seancarly Financial Holdings Inc. |
| 3262 | Sector Insurance Services Ltd. |
| 9535 | Security Financial Services & Investment Corp. |
| 9243 | Security Trading Inc. |
| 3454 | Secutor Structured Strategies Corporation |
| 7569 | SEI Capital |
| 3061 | Select Financial Insurance Agency Inc. |
| 9154 | Select Financial Services Inc. |
| 9847 | Select Fund Portfolio (TD) |
| 9775 | Sentinel Financial Management Corp. |
| 3020 | Sentinel Financial Management Corp. |
| 7749 | Service Financier L'ecu d'or |
| 3498 | Services Financier G. Thibeault Inc. |
| 7721 | Services Financiers Banque Nationale (Placements) Inc. |
| 7624 | Services Financiers Eterna Inc. |
| 3422 | Services Financiers Fortier Inc. |
| 9576 | Services Financiers Global Inc. |
| 7803 | Services Financiers Planipret Inc |
| 9771 | Services Financiers Triathlon Inc. |
| 3483 | Services Financiers VMD Inc. |
| 3363 | SFL Investments/SFL Placements |
| 9220 | SFL Investments/SFL Placements |
| 7641 | Shah Financial Planning Inc. |
| 3133 | Sibi Group Insurance Agency Inc. |
| 3134 | Simon Jackson Insurance Broker Limited |
| 7557 | Sinclair-Cockburn Financial Services Inc. |
| 3101 | Sinclair-Cockburn Insurance Broker Ltd. |
| 3283 | Smart Life Financial Services Inc. |
| 3278 | Societe D'Assurances Francois Jarry Inc. |
| 7726 | Sogeplan Lt?e |
| 3123 | Solguard Financial Ltd. |
| 3204 | Solicour Insurance Services Inc. |
| 3403 | Soltermann Financial Inc. |
| 9534 | Somerville House Securities Ltd. |
| 7873 | Sora Group Wealth Advisors |
| 3271 | Southsask Management Services Ltd. |
| 7715 | Sovereign Capital Financial Services |
| 3384 | Sovereign Capital Financial Services Inc. |
| 9887 | Sovereign Securities Ltd. |
| 7865 | Sprott Asset Management LP |
| 7754 | Sprott Private Wealth LP. |
| 7731 | SSQ, Societe d'assurance-vie inc. |
| 3364 | SSQ, Societe d'assurance-vie inc. |
| 9872 | St. James Securities Partners |
| 3152 | Stanley Grossman |
| 7699 | State Farm Investor Services (Canada) Co. |
| 9947 | Status Financial Inc. |
| 7818 | Steadyhand Investment Funds Inc. |
| 3140 | Stenning & Associates Financial Services |
| 9817 | Sterling Corporate Management Ltd. |
| 9823 | Sterling Mutuals Inc. |
| 3257 | Sterling Mutuals Insurance Agency Ltd. |
| 3407 | Steven Park Insurance Agency Ltd. |
| 7833 | Stocks and Securities Ltd. |
| 3414 | Stone-Hedge Financial Group Inc. |
| 9032 | Strand Securities Corp. |
| 3448 | Strategic Brokerage Services Limited Partnership |
| 3247 | Strategic Prosperity Corporation |
| 9625 | Strategic Prosperity Corporation |
| 7850 | Stratos Wealth Management |
| 3416 | Stroud Agencies Ltd. |
| 3109 | Summit Insurance Agency Ltd. |
| 3379 | Sun Life Financial Distributors (Canada) Inc. |
| 7697 | Sun Life Financial Investment Services (Canada) Inc. |
| 9936 | Superstar Investment Corporation |
| 3389 | Symmetry Wealth Management Inc. |
| 3457 | Synergy Prestige Inc. |
| 7703 | Synergy Services Corporation |
| 3112 | T.W. Austin Insurance Agencies Ltd. |
| 7819 | Tax Management Solutions Inc. |
| 3497 | TD Waterhouse Canada |
| 9265 | TD Waterhouse Canada Inc. |
| 9834 | TD Waterhouse Canada Inc. |
| 9900 | TD Waterhouse Institutional Services |
| 7668 | TD Waterhouse Insurance Services Inc. |
| 7679 | TeamMax Investment Corp. |
| 3467 | Ted Alto Agencies Ltd. |
| 9940 | Ten Star Financial Inc. |
| 3040 | Ten Star Life Insurance Brokers Inc. |
| 3195 | The Adams Financial Group Inc. |
| 6002 | The Great-West Life Assurance Company |
| 3442 | The Gryphin Advantage Inc. |
| 3393 | The Investment House of Canada Inc. |
| 7772 | The Investment House of Canada Inc. |
| 3121 | The Lifesource Insurance Agency Ltd. |
| 3165 | The McDougall Group Corporation |
| 3325 | The McPherson Financial Group Inc. |
| 3058 | The Pinnacle Brokerage Group Inc. |
| 3321 | The Rogers Financial Group |
| 3081 | The Trowbridge Financial Network Inc. |
| 3258 | The Verbeek Group Corp. |
| 9263 | Thibault Investment Planning |
| 3666 | Thorndale Partners Inc. |
| 7603 | Thornmark Asset Management Inc. |
| 7709 | TIP Investment Advisors Ltd./Conseillers De Placements TIP |
| 3330 | Torce Financial Group Inc. |
| 9966 | Toronto Dominion Securities Inc. |
| 3001 | Toronto Mutual Life |
| 9408 | Tradex Management Inc. |
| 3009 | Transamerica Life Canada |
| 9560 | Trend Management Ltd. |
| 3041 | Trustco Hughes Ltee. |
| 7639 | TWC Securities Inc. |
| 9409 | TWC Securities Inc. |
| 7551 | Twenty-First Century Funds Inc. |
| 9005 | UBS Bunting Warburg Inc. |
| 7841 | UBS Investment Management Canada Inc. |
| 9001 | Union Securities Ltd. |
| 3428 | Unique Financial Strategies Inc. |
| 9722 | University Avenue Management Ltd. |
| 9306 | Valeurs Mobilieres Banque Laurentienne |
| 9289 | Valeurs Mobilieres Banque Laurentienne |
| 9356 | Valeurs Mobilieres Desjardins |
| 9760 | Value Investment Planning Centre Inc. |
| 3450 | Van Thi To Inc. |
| 3411 | VanWest Capital Inc. |
| 7834 | Victoria Mutual Wealth Management Limited |
| 7737 | Vollmark Financial Services Inc. |
| 3028 | W.H. Stuart Insurance Agency Ltd. |
| 9585 | W.H. Stuart Mutuals Ltd. |
| 9590 | W.H. Stuart Mutuals Ltd. |
| 9595 | W.H. Stuart Mutuals Ltd. |
| 3248 | Watt Carmichael Inc. |
| 3851 | WCS Financial Services Inc. |
| 9644 | Wealth Advisory Services Ltd. |
| 3146 | Well Guard Insurance Agency Inc. |
| 7864 | Wellington West Asset Management |
| 9975 | Wellington West Financial Services Inc. |
| 3228 | Wellington West Financial Services Inc. |
| 3850 | Wellington West Financial Services Inc. |
| 7647 | Wellington West Financial Services Inc. |
| 7633 | Wellington West Financial Services Inc. |
| 7613 | Wellington West Financial Services Inc. |
| 7588 | Wellington West Financial Services Inc. |
| 3093 | West-Can Consulting Ltd. |
| 9960 | WFG Securities of Canada Inc. |
| 7662 | Wincom Financial Services Inc. |
| 3149 | Winver Financial Services Inc. |
| 3038 | Wise Riddell Financial Group |
| 9564 | Wolverton Securities Limited |
| 3070 | Wood Gundy Financial Services Inc. |
| 3071 | Wood Gundy Services Financiers (Quebec) |
| 3057 | World Financial Group Insurance Agency of Canada Inc. |
| 9181 | Worldsource Financial Management Inc. |
| 3472 | Worldsource Insurance Network |
| 3475 | Y.I.S. Life Brokerage Inc. |
| 3458 | Yates Financial Corporation |
| 3120 | Yedican Insurance and Investment Service |
| 9638 | YIS Financial Inc. |
| 9930 | YMG Capital Management Inc. |
| 3034 | Young Life & Financial Services Inc. |
| 7768 | YourCFO Advisory Group Inc. |
| 7693 | YourCFO Advisory Group Inc. |
| 3430 | YourCFO Wealth Management Inc. |