FundSERV logo
  Home |  About Us |  Contact Us |  FAQ |  Publications |  Subscribe |  Search |  Français
 SERVICES
 CODE REGISTRY
  Overview
Distributor
 Active
 Inactive
 Terminated
Intermediary
 Active
 Inactive
 Terminated
Manufacturer
 Active
 Inactive
 Terminated
 Unknown
 JOIN FUNDSERV
 GOVERNANCE
 WORKING GROUPS
 INDUSTRY LINKS
 CUSTOMER ACCESS
 (technical information)






Questions or comments?
Call FundSERV toll free at
1-866-362-3863

Inactive Distributor Codes

The following information has been provided to FundSERV from various sources. FundSERV is not responsible for any errors or omissions. Please report any mistakes to the Code Registry Coordinator at 416-362-7378, 1-800-267-3526 or tech@fundserv.com.

This list is in alphabetical order by company name. To find a company by code, use the menu bar at the top of your browser window. Click Edit > Find. Type the code you are looking for, and click Find Next.

Fund manufacturer web sites

Code Name
3214515012 Ontario Limited
9537A Branch of Brightside Financial
7550A.C. MacPherson & Co. Inc.
9845A.Q. Financial Group
9057A.W. Sessions Ltd.
7685Acwealth Financial Corporation
9630Advisory Management Ltd.
9816AGF Securities (Canada) Limited
7775AIC Private Portfolio Group Inc.
9988All-Canadian Investor Services Inc.
9004Allenvest Group Ltd.
9349Alpha Capital Inc.
9914Alpha Strategic Partners Ltd.
9471Altamira Financial Services Limited
7788AOR Financial Services Inc.
9874Argosy Private Client Corporation
9308Ascot Financial Services Limited
9051Aspen Capital Management Inc.
9561Assante Capital Management Ltd.
9830Assante Capital Management Ltd.
9782Assante Capital Management Ltd.
9783Assante Financial Management Ltd.
9565Assante Financial Management Ltd.
9514Assante Financial Management Ltd.
9014Assante Financial Management Ltd.
9315Assante Financial Management Ltd.
9361Assante Financial Management Ltd.
9378Assante Financial Management Ltd.
9202Assante Financial Management Ltd.
9246Assante Financial Management Ltd.
9322Associated Finanical Planners
3348Assumption Life
7804Avantages Services Financiers
9699Balcom Financial Corporation
7594Banco Santander International
9013Bank of Montreal Investorline
9629Bank of Nova Scotia
9478Barnet Magrill Investments Ltd.
9969BCI Canada Securities Inc.
3064Berkeley Investment Services (Canada) Inc.
9311Berkshire Investment Group Inc.
9842Berkshire Securities Inc.
7700Bick Financial Corporation
7644Bieber Securities Inc.
3033Birkenhead Insurance Limited
9986Blue Heron Wealth Management Inc.
7728Bluestone Financial Corporation
3002Bob Adams
7683Bonham & Co. Inc.
9144BPI Capital Management Corporation
3351Brake Insurance Ltd.
7707Brake Securities Ltd.
3139Brake Willoughby Insurance Services Ltd.
7583Brake Willoughby Securities Ltd.
3302Britton Agencies o/a Western Canadian Branch
9626Brunswick Funds Group Ltd.
9943Buckingham Securities Corporation
9040Burns Fry Ltd.
7618Butterfield Management Company
9157C.J. Elbourne Securities Inc.
9944C.M. Oliver Financial Corporation
3095Canaccord Capital Corp.
3376Canada Life Assurance Company
7713Canadian Retirement Securities Ltd.
9747Canadian Western Capital / Hendrickson
9142Canadian Western Capital Limited
9767Canadian Western Capital/Brightside
9751Canadian Western Capital/Cameron
9646Canadian Western Capital/Great Pacific
9765Canadian Western Capital/Multi Mutual
9704Canadian Western Capital/Shasta
9766Canadian Western Capital/Yeager
3092Can-Brit Insurance Agencies Ltd.
3225Candor Financial Group Inc.
9074Cartier Partners Financial Services Inc.
9412Cartier Partners Financial Services Inc.
3279Cartier Partners Insurance Agency Inc.
3076Cartier Partners Insurance Agency Inc.
3354Cartier Partners Insurance Agency Inc.
9989CCI Capital Canada Limited
3065Centre d'assurance-vie et Rentes Everest
9715Centre de Placements Financiers Everest
7674Charles Schwab Canada, Co.
9829Chartwell Financial Inc.
9961Chartwell Securities Inc.
9045CIBC
9270CIBC WM#2
9592CIS Asset Management
9320CM Oliver/Investco
9273CMG Worldsource Financial Services
3167Coast Capital Insurance Services Ltd.
9228Coast Capital Investments
9152Confident Financial Services Limited
9037Connor Clark & Company Ltd.
7657Cooper, Goulas Financial Services Inc.
3206Courtage D'Assurances United Services Ad
7763Covenant Financial Inc.
3305Creative Planning Corporate Insurance Services Inc.
9987Credit Suisse Inc.
9933CT Investment Management Group
7574CT Investment Management Group
3124Currey-Dubeau Financial Services
9848D D Humes Financial Services Inc.
9064Dardan Capital Financial Planning Ltd.
9448DataPlan Securities Limited
3339Datile Insure Inc.
9193Datile Securities Inc.
3216David S. Lewis Insurance Agencies Ltd.
3104Delcu Financial Services Inc.
9350Desjardins Couture Inc.
3358Destiny Wealth Management
9580Discovery Financial Corporation.
3032Diversifolio Seg - Agence D'Assurance-Vie
9949DPM Financial Planning Group Inc.
9191DPM/Cartier Capital Corp.
9353Dreman & Co. Ltd.
3198Dual Fiancial Group
3017Dundee Insurance Agency Ltd.
3066Dundee Insurance Agency Ltd.
3044Dundee Insurance Agency Ltd.
3525Dundee Insurance Agency Ltd.
3745Dundee Insurance Agency Ltd.
7554Dundee Private Investors Inc.
7573Dundee Private Investors Inc.
7649Dundee Private Investors Inc.
9066Dundee Private Investors Inc.
9108Dundee Private Investors Inc.
7760Dundee Private Investors Inc.
7761Dundee Private Investors Inc.
9964Dundee Private Investors Inc.
9971Dundee Private Investors Inc.
9538Dundee Private Investors Inc.
9627Dundee Private Investors Inc.
9734Dundee Private Investors Inc.
9745Dundee Private Investors Inc.
9714Dundee Private Investors Inc.
9670Dundee Private Investors Inc.
9634Dundee Private Investors Inc.
9344Dundee Private Investors Ltd.
9385Dundee Securities Corporation
9149Dundee Securities Corporation
9413Dundee Securities Corporation
9374Eaton Bay Financial
3042ECC Insurance Agency Limited
9208Equion Financial Limited
9355Equion Financial Limited
9362Equion Securities Canada Limited
9467Essex Capital Management Ltd.
9789Ethical Funds Investment Services
7564Everest Securities Inc.
3312Excalibur Insurance Agencies Inc.
3024F.C.G. Insurance Agency Limited
9934Faiz & Associates Inc.
3155Family First Financial Services Inc.
3400Fbanx Insurance Inc.
7777Fbanx Securities Inc.
9730Fidelity Globe Investment
9909Fidelity Retirement Services Company of Canada Ltd.
7637Financial Visions Corporation Ltd.
9364Finanical Concept Group Inc.
7592First Associates Investments Inc.
9019First Clarion Corp.(Ottawa)
3331First Heritage Insurance Services Ltd.
9643First Managed Investments
7596First Marathon Securities Limited/Altamira
9433First Marathon/Financial Concept
3852Fiscal Agents Insurance Ltd.
9852Fiscal Agents Ltd.
9956Foresight Capital Corporation
3189Foresight Financial Services Ltd.
7747Foresters Securities (Canada) Inc.
7556Foster First Financial Corporation
7705FundEquity Plus Inc.
3433Fundex Assurance Inc.
3253Fundex Investments Inc.
7797Fundex Investments Inc.
9749Fundex Investments Inc.
7789Fundtrade Financial Corp.
9171Future Focus Financial Planners Ltd.
9926Futureworth Financial Planners Corp.
9776G.H. Financial Corporation
9380Gamaise & Associates Ltd.
7764Garmaise Investment Technologies Inc.
9291Gestion du Patrimoine Tandem inc.
9261Gestion du Patrimoine Tandem inc.
9232Gestion du Patrimoine Tandem inc.
3261Gestion du Patrimoine Tandem inc.
7652Gestion du Patrimoine Tandem inc.
9631Gestion du Patrimoine Tandem inc.
9494Gestion du Patrimoine Tandem inc.
9970Gibson Management Ltd.
7704GKG Wealth Management Group Ltd.
9422Glendale Securities Inc.
3062Global Allocation Agency Inc.
9950Global Allocation Financial Group Inc.
9416GlobeInvest Capital Management Inc.
9176Goepel Shields & Partners Inc.
9274Golden Capital Securities Ltd.
9888Gordon Private Clients c/o CT Securities
9087Great Western Financial Corp.
3323Groupe Ad Verticem Inc.
7671Groupe Ad Verticem Inc.
9733Groupe Futur Inc.
3371Groupe Multi-Conseils inc.
7732GRS Securities Inc.
9728Guardian Timing Services
9294Halmac & Associates Ltd.
9386Halmac & Associates Underwriters
7581Hamilton Financial Group Inc.
9405Harold T. Hope Investment Services Ltd.
7691Harvest Financial Inc.
9434Hasson Twiss Financial Services Inc.
9598Hendrickson Financial Inc.
9599Hendrickson Financial Inc.
3067Heritage Financial Services Ltd.
7570Hill & Crawford Investment Management Group Ltd.
9665Hong Kong Bank/MK Wong
9825HSI Financial Group Inc.
3172Hurdman & Associates Financial Solutions
9778IDF Financial Services Incorporated
9477IDF Financial Services Incorporated
9804IDL Investment Group Ltd.
9284IFS Securities Inc.
9128Independent Multi-Funds Inc.
7792Independent Planning Group Inc.
9127Independent Wealth Advantage Inc.
9972Independent Wealth Advantage Inc.
9107Independent Wealth Management Inc.
9244Industrial Alliance Securities Inc.
9717Informed Investments Inc.
3329ING Insurance Services Inc.
7589ING Wealth Management Inc.
7711ING Wealth Management Inc.
9109Inovel Services Financiers
9901Insurcom Financial Services Inc.
7572Insync Securities Ltd.
9814International Fund Advisors Ltd.
7827Investgroup Inc.
3341Investia Financial Services Inc.
9701Investissements SPA Inc.
9759Investissments BBA/MacDougal
9134Investment Sales Corporation
3242IPC Estate Services Inc.
3192IPC Estate Services Inc.
3036IPC Estate Services Inc.
7642IPC Gestion du Patrimoine
9403IPC Investment Corp.
9312IPC Investment Corporation
9204IPC Investment Corporation
9036IPC Investment Corporation
9101IPC Investment Corporation
9636IPC Investment Corporation
9601IPC Investment Corporation
9536IPC Investment Corporation
9633IPC Investment Corporation (BC) Limited
7604IPC Securities Corporation
7669IPC Securities Corporation
3086ISG Financial Corp.
9424ISG Financial Corp.
9696ISL Asset Management Inc.
9931ISL Asset Management Inc.
3352ISL Asset Management Inc.
9420J & N Programed Investments
9915J.M. Charter Securities Corporation
9604J.R. Younker & Asscociates
7664Jades Securities Inc.
3313James Miller Insurance Agencies Ltd.
3193James R. Jack & Associates Inc.
3094Jarty Company Ltd.
7800JDM Financial Ltd.
9850John Nicola Financial Group Ltd.
7651Just Mutual (Funds) Bermuda Limited
9435Keltic Savings Corporation Ltd.
9600Keybase Financial Group Inc.
7798KidsFutures Investment Inc.
7681KingsGate Financial Group Limited
7688Kingsgate Securities Limited
9446Kirk Financial
9755Kitty Hawk Securities Ltd.
9615KPLV Financial Planning Inc.
3114L & A Financial Group Inc.
7710L & A Financial Inc.
9743Le Groupe Option Retraite Inc.
9857Le Groupe Option Retraite Inc.
7740Leaders Wealth Management Inc.
7790Lealta Financial Services Inc.
9122Leduc & Associates
7762Leede Financial Markets Inc.
3078Legacy Associates Inc.
9453Legacy Associates Inc.
7582Les Investissements Assep Inc.
3031Les Services Financiers Planifax Inc.
3202Les Services Financiers Toyoko Inc.
7787Les Services Investors Limit?e.
7701Lester Financial Services Inc.
9570Levine Financial Group
9957Lloyds Private Banking
9798London Fund Management Limited
9173MacDougall, Meyer Inc.
9486Mackenzie Financial (Int'l)
9484Mackenzie Financial Corporation
9705Mackenzie Financial Corporation
9758Majendie Sec. Ltd/Brightside Financial
9774Majendie Sec/Nicola Financial
9213Manis Financial Inc.
7658Manulife Financial
9498Marchment & MacKay Limited
3056Marketing Concepts Group (Atlantic) Inc.
9241Marleau, Lemire Securities Inc.
9501Marlton Securities Ltd.
9591Matrix Financial Group Inc.
9974Maxan Black & Associates
9853Maxima Capital Inc.
9457MCA Securities Inc.
7590MCA Valeurs Mobilieres Inc.
9172McDermott Money Management Corp.
9491McGee Capital Managment Limited
9577McKay Financial Management Ltd.
9838Merchant Capital Wealth Management Corp.
3294Merit & Associates
7608Meta Financial Management Ltd.
7628Millennium Financial Group Inc.
9147Monarch Delaney Financial Inc.
7836Monarch Wealth Corporation
9179Money Managers Inc.
9507Moneystrat Inc.
7677Moneywise Financial Inc.
9174Montgomery Money Mangement Ltd.
7734Mortgage Funding
9180Moss Lawson & Company Ltd.
3097Moss Lawson Insurance Services Ltd.
9510Mutual Funds Plus
9645National Bank Securities Inc.
9183Natrusco Investment Funds
3357Nila Financial Services
9194Nomura Canada Inc.
7729Norbourg Capital Inc.
7567Norlyn Financial Group Inc.
7615Norstar Securities International Inc.
9740O'Brien Agencies
9921Odyssey Capital Corporation
3388Odyssey Insurance Corporation
9757Olympus United Group Inc.
9942Optimax Securities Corporation
3845Optio Financial Facilitators Inc.
7656Opus 2 Securities Inc
3111Owens McFadyen Group Inc.
9098Palomar Financial Group Inc.
3029Palomar Insurance Inc.
3166Paragon MGA Services Inc.
7765Partners in Planning Financial Services Ltd.
9729Partners in Planning Financial Services Ltd.
3269Partners In Planning Insurance Services Inc.
3387Partners in Planning Insurance Services Ltd.
3180Paul J. Greene Insurance Agencies Corporation
7598PEAK Investment Services Inc.
7714Peak Investment Services Inc.
9444Peter Watson Investments Ltd.
3250Pewter Financial Ltd.
7783Pinnacle Correspondent Services / Prodigy Wealth Management
7680Placement Obligation Montreal Inc.
9438Plewes Investment Services
3213PPI Partners
9720Price Warner Securities Ltd.
3055Prime Financial Group Inc.
9442Prime Financial Securities Inc.
9899Pro-Genesis Securities Inc.
9902QFS Financial Services
7842Quadrexx Asset Management Inc.
9224Queensbury Securities Inc.
9061R. Brant Securities Ltd.
9508Rampart Securities Inc.
9100Raymond James Ltd.
9278Raymond James Ltd.
9160RBC Dominion Security
7635RBTT Bank Limited
7672RCOC Wealth Management Inc.
9287Regal Capital Securities Inc.
9682Reimer Financial
9028Reimer Financial Services Inc.
9773Resolution Capital Inc.
9239Retirement Counsel of Canada Inc.
7825Rice Financial Group Inc.
3129Rite-Plan Financial Group Inc.
9907Roche Securities Limited
9276Roy Bertrand Lemay Tessier
9476Royal Advent Securities Corporation
9089Roycom Securities Ltd.
3113Sanderson Consulting Ltd.
9566Sanderson Securities Ltd.
3074Scotia McLeod Financial Services (Ontario) Inc.
7616Scotia Securities Inc.
9624Seaboard Life Insurance Co.
3183Seaway Life Insurance Services Ltd.
9436Select Capital Management Inc.
9912Select Money Strategies
7826Services Financiers AOR Inc.
9977Services Financiers Novastra Inc.
3293Services Financiers Personnels A.L. Inc.
9851Services Financiers TPR Inc.
7743Sherpa Investissement inc.
9296SMC Securities Inc.
9318SMC Securities Inc.
9072SMC Valeurs Mobilieres
9875Standard Life Mutual Funds Ltd.
9642Stone & Co. Limited
9787Strategic Financial Management Group Inc.
3284Strategic Financial Management Group Inc.
9824Strategic Value Corporation
9447Strategies GBS Inc.
3051Summit Insurance Services Inc.
3108Sun Life Assurance Company of Canada
7744Sun Life Securities Inc.
7611Synergy Asset Management Inc.
9266T.W. Austin Investment Inc.
9562Target Financial Group Ltd.
7619Target Investment Planners
7670Taurus Capital Markets Ltd.
9551TD Bank Investor Services
9163TD Greenline/Marathon
7748TD Investment Services Inc.
9462Temple Financial Services Ltd.
9981Tercyn Capital Inc.
7780TFP Investment Counsel Corp.
9641The 20/20 Group Financial
9879The Correspondent Network/Sunlife Securities
9992The Financial Centre Securities Corporation
9762The Financial Centre Securities Corporation
9238The RGW Financial Group Ltd.
7773The Western Mutual Fund Company Ltd.
9440Thomson Kernaghan & Co. Ltd.
3295Thomson Kernaghan Financial Services Inc.
7666Thorndale Partners Inc.
7612Toronto Dominion Asset Management
9256Toronto Dominion Bank
3557TPA Insurance Agency Inc.
9557TPA Investment Planning Inc.
9588TPA Securities Inc.
3233TRG Group Benefits & Pensions Inc.
9938Triglobal Capital Management
9859Trillium Asset Management
9253Trinity Capital Securities
9843Triple A Financial Services Inc.
9070Truste La Laurentienne
9043TWC Financial Corp.
9148TWC Financial Corp.
3378U. Investors Financial Group Inc.
9770United Capital Securities Inc.
9260Valeurs Mobilieres Banque Laurentienne
7750Valeurs Mobilieres Everest Inc.
9607Valeurs Mobilieres Everest Inc.
3310VER Financial Limited
9133Verhaag & Partners Financial Services Inc.
9609Visions Financial Group Inc.
9544W.H. Stuart Mutuals Securities
7645Wealth Advisory Services Ltd.
7643Wealth Map Financial Limited
3173Wealth Map Financial Limited
9143West-Can Equities Ltd.
9617Western Capital Management Ltd.
9257Whalen Beliveau & Associates Inc.
3126Wilkie Financial Services Inc.
9605Working Ventures Investment Service

top of page

Last Updated: 2010/03/16



Promoting CONNECTIVITY, EFFICIENCY and CONFIDENCE
within the investment fund industry

Copyright © 2003-10 | Privacy Statement | Terms & Conditions | Sitemap