FATCA & CRS Firm Acknowledgement

The FATCA Client Name Process Agreements establishes a mutual agreement between manufacturers and distributors as it relates to FATCA compliance.

The FATCA & CRS Process Agreements establishes a mutual agreement between manufacturers and distributors as it relates to FATCA & CRS compliance for mutual funds and segregated fund contracts.

The links below will provide information on firms who have provided signoff on the FATCA & CRS related agreements and/or forms as it applies to their line of business.

Each list contains the following FATCA & CRS information:

Distributor

  • Distributor Code
  • Distributor Name
  • FATCA Classification
  • CRS Classification
  • GIIN (applies to FATCA)
  • FATCA & CRS – Client Name Mutual Fund Agreement Received
  • FATCA & CRS – Nominee Segregated Fund Agreement Received
  • Client Name Mutual Funds Not Applicable Form Received (FATCA & CRS)
  • Pre-existing, High-Value Client Name Accounts Request Form Received (CRS only)
  • Client Name Annual Mutual Fund Account Listing Request Received
  • Client Name Declaration Received
  • Nominee Segregated Fund Declaration Received

Manufacturer

  • Manufacturer Code
  • Manufacturer Name
  • FATCA Classification
  • CRS Classification
  • GIIN (applies to FATCA)
  • FATCA & CRS – Client Name Mutual Fund Agreement Received
  • FATCA & CRS – Nominee Segregated Fund Agreement Received

FATCA & CRS Distributor Firm Acknowledgement as of May 08, 2020.

FATCA & CRS Distributor Firm Acknowledgement archive.

FATCA & CRS Manufacturer Firm Acknowledgement as of February 28, 2020

The FATCA & CRS User Guide and related documents (Guide) were prepared by a working group consisting of members of The Investment Funds Institute of Canada (IFIC), The Investment Industry Association of Canada (IIAC), The Federation of Mutual Fund Dealers (FMFD) and The Canadian Life and Health Insurance Agency (CLHIA) to establish a standardized approach for the Canadian investment fund industry. Fundserv is not the author of the Guide and, while it has no reason to doubt the information contained in the Guide, Fundserv takes no responsibility for its accuracy. Any questions about the information contained in the Guide should be directed to IFIC or IIAC.