EPA

The Electronic Processing Agreement (EPA) establishes mutual agreements between fund manufacturers and distributors to eliminate paperwork from EPA eligible client name transactions.

The EPA also provides a framework for standardizing individual distributor agreements and creating new electronic standards for automation.

Distributor Participation Requirements

  • Registration with IIROC or with the MFDA as a level 3 or 4 distributor
  • Full N$M participation
  • Ability to place/receive electronic trades and receive responses through Fundserv
  • Maintain a minimum standard of 95% “in good order” transactions as per the Standard Sampling Protocol process
  • Support electronic trading of the list of Eligible Transaction Types for the EPA initiative

Documents for Download

CodeDistributors   
7561Acadia Financial Services Inc.
9721Assante Capital Management Ltd.
7646Assante Financial Management Ltd.
7950Belay Wealth Inc.
3436Cabinet D'assurance Banque Nationale
9952CABN Placements Inc.
9959 Canfin Magellan Investments
7821 Carte Wealth Management
9962Credential Asset Management
7730Excel Private Wealth Inc.
7587Gestion Excel Privée
7891Gestion Excel Privée
7597GP Wealth Management Corporation
9525HollisWealth Advisory Services Inc.
9212HollisWealth, a division of Scotia Capital Inc.
7752IPC Investment Corporation
9595Keybase Financial Group Inc.
9744Keybase Financial Group Inc.
7620Monarch Wealth Corporation
9483Professional Investments Inc.
9499Portfolio Strategies Corporation
7753Qtrade Asset Management
7815Qtrade Securities
9535Security Financial Services & Investment Corp.
9181 Worldsource Financial Management Inc.
CodeManufacturers   
AGFAGF Management Limited
AGLCWB Wealth Management Ltd
AHPArrow Capital Management Inc.
AIMInvesco Canada Ltd./Invesco Canada Ltée
ATLCIBC Asset Management Inc.
AZLAllianz Life Insurance Company of North America
BIPBrandes Investment Partners & Co.
BMGBullion Management Services
BMIBarrantagh Investment Management Inc.
BMOBMO Investments Inc.
CCMIA Clarington
CHOChou Associates Management
CIBCIBC Securities Inc
CIFCapital International Asset Management
CIGCI Investments Inc.
DFADimensional Fund Advisors Canada Inc.
DYNDynamic Mutual Funds
EDGEdgePoint Wealth Management
EXLExcel Funds Management Inc. 
FAFFirst Asset Investment Management
FIDFidelity Investments Canada ULC
FIQPortfolio Strategies Securities
FRCRussell Investments
GALGalileo Global Equity
GCMGenus Capital Management Inc.
GGFBMO Mutual Funds
GOCCanoe Financial Limited Partnership
GVCGlobevest Capital Inc.
HARHarmony
JOVJovFinancial Solutions
LDMLandry Morin Inc.
MAVMatrix Management 
MFCMackenzie Financial Corporation
MMFManulife Asset Management Limited
NBCNational Bank Securities
NCESentry Select Investments
NWTNorthwest & Ethical Investments L.P.
NXGNexGen Financial Limited Partnership
PCASEI Investments Canada Company
PGFPenderfund
PICPicton Mahoney Asset Management
RBFRBC Funds
SCLStone & Co. Ltd
SLCStarlight Capital
SPRSprott Asset Management LP.
SRIOceanRock Investment Inc.
SUNSun Life Global Investments (Canada) Inc.
TDBTD Mutual Funds
TMITradex Management
TMLFranklin Templeton Investments Corp.
VPIValue Partners Investments
VRTVertex One Asset Management
WOFGrowth Works Capital
YAMHeritage Asset Management

To get more information about the EPA, email customer.relations@fundserv.com