Adherence is monitored in the following ways:
- Late File Reports – Performed daily to monitor file delivery
- Violation Investigations – Performed on an ad-hoc basis after a violation is identified by Fundserv
- Process Exception List – Updated upon confirmation that a manufacturer has eliminated the exception
Report a Violation
To report a non-compliance violation, please visit the Standards Adherence page.
All submitted forms will be sent to our Standards Adherence Group for review.